Eventus Systems

Month: April 2018

IOP Surveillance-Critical Component of a Comprehensive Trade Surveillance Program

The focus of regulators and exchanges continues to sharpen and recent interest has zeroed in on the activity prior to the opening of the market. In products where an Indicative Opening Price (IOP) is utilized, regulatory action and fines have come down for behaviors that are deemed to be manipulative. To assist firms in managing …

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