Eventus Systems

Month: August 2019

Shining a light and leading the way on trade surveillance

The MAS/SGX Trade Surveillance Practice Guide   When it comes to technology, innovation almost always outpaces rules and regulations. Consider the case of automobiles in the United States. From a base of hundreds produced per year in 1900, nearly 500,000 new cars were manufactured in 1914. Not coincidentally, that was the year that the very …

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Don’t Get Hit With An FTS (Failure to Supervise)

Ten Top Tips for Regulatory Compliance   Compliance with laws and regulations is extremely important for all firms. Not knowing the regulatory compliance laws for your firm can result in some serious consequences. That is why all stock market trading firms should know and understand the trade compliance regulations. When you scratch the surface of …

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