Eventus Systems

Month: April 2021

UK: The FCA’s Take on Market Abuse Surveillance

In a February 6, 2020 speech by Mark Steward, Executive Director of Enforcement and Market Oversight at the Financial Conduct Authority (FCA) described the successful results of a strategic and integrated approach to the FCA’s market integrity efforts. These efforts included enforcement, primary and secondary oversight and surveillance and wholesale supervision.  Further, he issues a …

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CANADA: The Application of Securities Legislation to Crypto Asset Trading Platforms (CTPs)

On March 29, 2021, The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published a Notice to provide guidance on how securities legislation applies to Crypto-Asset Trading Platforms (CTPs) that facilitate trading so Security Tokens and Crypto Contracts. The Notice alerts CTPs that they are already subject to existing requirements …

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Eventus Systems wins Best in RegTech for second consecutive year in Markets Media’s 2021 Markets Choice Awards

AUSTIN, Texas / NEW YORK, April 26, 2021 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, has won the award for Best in RegTech at Markets Media’s 2021 Markets Choice Awards. This is the firm’s second consecutive win in the category and the second major award …

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Sprinting Toward Surveillance: NYDFS Techsprint Features Valuable Discussion from Regulators and Industry Firms Alike

By: Joe Schifano, Global Head of Regulatory Affairs, Eventus Systems Originally published on The Block   Earlier this month, I participated in the NYDFS Techsprint, a two-week hackathon that convened over 90 participants from a variety of digital assets stakeholders, including regulators, BitLicensees, consultants, vendors and more. The sprint culminated with a demo event that drew over …

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Armstrong Wolfe Webinar Recap: Key Developments in Trade and Communications Surveillance

Eventus and VoxSmart joined forces in a recent industry webinar, hosted by Armstrong Wolfe, to discuss some of the pressing challenges faced by capital markets’ organizations around surveillance. Recently, Armstrong Wolfe hosted a webinar featuring EMEA-based bank managers in the compliance and conduct space. Co-hosted by CEOs Travis Schwab of Eventus and Oliver Blower of VoxSmart, attendees engaged in …

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Eventus Systems wins Best Sell-Side Market Surveillance Product in WatersTechnology’s 2021 Sell-Side Technology Awards

Eventus Systems wins Best Sell-Side Market Surveillance Product in WatersTechnology’s 2021 Sell-Side Technology Awards   AUSTIN, Texas / LONDON, April 12, 2021 – Eventus Systems, Inc., a leading global provider of multi-asset class trade surveillance and market risk solutions, announced that its Validus platform has won the award for Best Sell-Side Market Surveillance Product in …

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