UK: Market Watch 68 Advises Firms to Know Their Traders Using Capture, Record and Surveillance Techniques
On 16 November 2021, the UK FCA released Market Watch 68, a newsletter focusing on and revisiting the topic of order and trade capture. As far back as Market Watch 48 in June 2015, there have been concerns surrounding the effectiveness and integrity of data used for market surveillance with consideration for firms to design …