Practical steps to address RTS 6 The financial markets have never witnessed…
Wise Guidance: Sound practices for algorithmic trading from HKMA
As markets have evolved rapidly over the past two decades, regulators have faced…
Fostering a “true culture of compliance”
Four (plus one) Takeaways from the CFTC Annual Enforcement Report In its annual...
Shining a light and leading the way on trade surveillance
The MAS/SGX Trade Surveillance Practice Guide When it comes to technology, innovation…