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Regulation

Preparing for the storm after the storm: ESMA market regulation post COVID-19

April 19, 2020 | Regulation

Practical steps to address RTS 6   The financial markets have never witnessed…

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Wise Guidance: Sound practices for algorithmic trading from HKMA

March 15, 2020 | Regulation

As markets have evolved rapidly over the past two decades, regulators have faced…

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Fostering a “true culture of compliance”

December 03, 2019 | Regulation
Four (plus one) Takeaways from the CFTC Annual Enforcement Report In its annual...

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Shining a light and leading the way on trade surveillance

CFTC, MAS, regulation, SGX, trade surveillanceAugust 28, 2019 | Regulation

The MAS/SGX Trade Surveillance Practice Guide   When it comes to technology, innovation…

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Resources

  • 10 Strategies When Using ISOs
  • Beyond Regulatory Data: Key Concepts for Success
  • An Approach to Crypto Regulation

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