In the first installment of this blog series we took a look at…
Top 10 Concerns Facing Compliance & Risk in 2019
2018 was a record year for regulatory enforcement actions. Here’s how can you…
STERLING TRADING TECH AND EVENTUS SYSTEMS COLLABORATE TO MONITOR TRADE ACTIVITY AND RISK
CHICAGO, Feb. 5, 2019 – Sterling Trading Tech (STT), an innovative trading technology…
Enforcement Trends at the CFTC (Part One): A Regulator’s State of the Union
2018 was a record-breaking year for the CFTC and this point was brought…