Highlights from Compliance Quick Cuts: Best-of-Breed Holistic Surveillance Prevails Under Any Market Conditions
Following the recent announcement of our strategic alliance with global communications surveillance leader...
Eventus Systems appoints Joseph Schifano to new role of Global Head of Regulatory Affairs
Names Mikhail Gasiorowski Sales Director, North America and Diane Imas Director of Marketing…
CFTC Withdraws Reg AT and Approves Electronic Trading Proposal in June 2020 Meeting
On June 25th, the Commodity Futures Trading Commission (CFTC) withdrew the proposed Regulation…
Algo Monitoring – FMSB’s Statement of Good Practice for FICC Market Participants
On June 24th, the London-based FICC Markets Standards Board (FMSB) published a new…